WebFOCUS Report means, for any Person, the Financial and Operational Combined Uniform Single Report required to be filed on a monthly or quarterly basis, as the case may be, … WebJun 16, 2024 · SEC Form X-17A-5: A financial and operational report form that must be completed by all dealer- broker s registered with the Securities and Exchange …
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Web( 1) Forms 1-FR filed pursuant to this section, and FOCUS reports filed in lieu of Forms 1-FR pursuant to paragraph (h) of this section, will be treated as exempt from mandatory public disclosure for purposes of the Freedom of Information Act and the Government in the Sunshine Act and parts 145 and 147 of this chapter, except for the information … WebThe eFOCUS system provides firms with the capability to electronically submit their Financial and Operational Combined Uniform Single (FOCUS) Reports to FINRA. … The following includes “example” Excel import files specific to each firm type … if a truck or bus is making a right turn
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